Direct Mutual Funds

For investors who like to manage their own investments but would like some assistance, we offer direct investment accounts with selected mutual fund families. Nelson Securities, Inc. will help you establish a self-directed account(s), within our top-recommended fund families including American Funds, Hartford Funds, MFS, PIMCO, AllianzGI, AB Funds (AllianceBernstein), Lord Abbett and Columbia Threadneedle. Investors can establish Taxable Accounts (Individual, Joint Tenant, Custodial (college savings), Trust Accounts, etc.) and/or Retirement Accounts (Traditional IRAs, Roth IRAs, SEP-IRA`s, KEOGH, Pension & Profit Sharing Plans, SIMPLE IRA`s, 401(k)`s, etc.).

Understanding mutual fund share classes is very important before you invest. The following link provides information from the FINRA (National Association of Securities Dealers) on mutual fund share classes: FINRA Investor Alert

Your Nelson Securities, Inc. Representative can advise on which mutual fund share class will best help meet your investment objectives.

The following are a list of benefits NSI self-directed investors receive:

Note: Investors are responsible for making allocation changes within these accounts.

If you are interested in being contacted by Nelson Securities, Inc. regarding Direct Mutual Fund Account opportunities, please contact one of our Registered Representatives at 1-800-345-7593, Set an Appointment or Request Information. Please specify Direct Mutual Fund Accounts.